Commodity Futures Trading Commission Act

Results: 1755



#Item
91Securities / LCH.Clearnet / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / Credit default swap / Futures contract / Depository Trust & Clearing Corporation / Commodity Futures Trading Commission / Clearing / Financial economics / Financial system / Finance

Proposed Rule: Clearing Agency Standards for Operation and Governance

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Source URL: www.sec.gov

Language: English - Date: 2011-03-03 12:12:32
92Stock market / Systemic risk / Derivative / Commodity Futures Trading Commission / LCH.Clearnet / Dodd–Frank Wall Street Reform and Consumer Protection Act / Swap / Credit default swap / Over-the-counter / Financial economics / Finance / Financial system

Proposed Rule: Ownership Limitations and Governance Requirements for Security-Based Swap Clearing Agencies, Security-Based Swap Execution Facilities, and National Securities Exchanges with Respect to Security-Based Swaps

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Source URL: www.sec.gov

Language: English - Date: 2010-10-14 15:44:40
93Systemic risk / Credit default swap / United States housing bubble / Dodd–Frank Wall Street Reform and Consumer Protection Act / Commodity Futures Trading Commission / Derivative / Swap / Futures contract / U.S. Securities and Exchange Commission / Financial economics / Finance / Financial system

Final Rule: Further Definition of “Swap Dealer,” “Security-Based Swap Dealer,” “Major Swap Participant,” “Major Security-Based Swap Participant” and “Eligible Contract Participant.”

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Source URL: www.sec.gov

Language: English - Date: 2012-05-24 10:32:32
94Economics / 76th United States Congress / Investment / Late-2000s financial crisis / Systemic risk / Hedge fund / Investment Advisers Act / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Financial economics / Finance / Commodities market

COMMODITY FUTURES TRADING COMMISSION 17 CFR Part 4 RIN 3038-AD03 SECURITIES AND EXCHANGE COMMISSION 17 CFR Parts 275 and 279 Release No. IA-3308; File No. S7-05-11

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Source URL: www.sec.gov

Language: English - Date: 2011-10-31 10:39:57
95111th United States Congress / Dodd–Frank Wall Street Reform and Consumer Protection Act / Late-2000s financial crisis / Presidency of Barack Obama / Systemic risk / United States federal banking legislation / Derivative / Commodity Futures Trading Commission / Swap / Financial economics / Finance / Financial system

Microsoft Word_2_.docx

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Source URL: www.sec.gov

Language: English - Date: 2012-06-28 08:33:48
96Late-2000s financial crisis / Financial regulation / Financial markets / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Futures contract / U.S. Securities and Exchange Commission / Financial Stability Oversight Council / Derivative / Financial economics / Systemic risk / Economics

Risk Management Supervision of Designated Clearing Entities

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Source URL: www.sec.gov

Language: English - Date: 2011-07-21 14:00:48
97United States securities law / Systemic risk / Stock market / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / Derivative / U.S. Securities and Exchange Commission / Securities Exchange Act / Swap / Financial economics / Finance / Financial system

Proposed Rule; Proposed Interpretation: Registration and Regulation of Security-Based Swap Execution Facilities

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Source URL: www.sec.gov

Language: English - Date: 2011-02-02 18:35:32
98Financial system / 73rd United States Congress / United States Securities and Exchange Commission / Commodity Futures Trading Commission / Dodd–Frank Wall Street Reform and Consumer Protection Act / U.S. Securities and Exchange Commission / Securities Exchange Act / Derivative / Securities Act / Financial regulation / Financial economics / United States securities law

Proposed Rule: Application of Certain Title VII Requirements to Security-Based Swap Transactions Connected with a Non-U.S. Person’s Dealing Activity That Are Arranged, Negotiated, or Executed By Personnel Located in a

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Source URL: www.sec.gov

Language: English - Date: 2015-05-11 17:13:17
99Finance / Options Clearing Corporation / Commodity Futures Trading Commission / Financial markets / Confédération Fiscale Européenne / Futures contract / Futures exchange / Securities Exchange Act / Chicago Board Options Exchange / Financial economics / United States securities law / Financial system

SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-CFEApril 6, 2015 Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule

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Source URL: www.sec.gov

Language: English - Date: 2015-04-06 17:06:32
100Financial system / Commodities market / Commodity Futures Trading Commission / Commodity Exchange Act / Records management / Futures contract / Collection agency / National Futures Association / National Archives and Records Administration / Financial economics / Financial markets / Business

Commodity Exchange Act (CEA) Enforcement Debt Collection Case Files

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Source URL: www.archives.gov

Language: English - Date: 2015-04-08 14:12:11
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